01 March 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | URU Metals Limited |
2 Reason for the notification (please tick the appropriate box or boxes): | ||
An acquisition or disposal of voting rights | ||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||
An event changing the breakdown of voting rights | ||
Other (please specify): | Dilution on issue of new shares | ü |
3. Full name of person(s) subject to the notification obligation: iii | Niketo Co Ltd |
4. Full name of shareholder(s)(if different from 3.): iv | |
5. Date of the transaction and date on which the threshold is crossed or reached: v | 28 February 2017 |
6. Date on which issuer notified: | 1 March 2017 |
7. Threshold(s) that is/are crossed or reached: vi, vii | 16% |
8. Notified details: | |||||||
A: Voting rights attached to shares viii, ix | |||||||
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | |||
Direct | Direct xi | Indirectxii | Direct | Indirect | |||
VGG930041022 | 116,826,897 | 116,826,897 | 116,826,897 | 116,826,897 | 15.12 |
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
C: Financial Instruments with similar economic effect to Qualifying Financial Instrumentsxv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rightsxix, xx | |
Nominal | Delta |
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
116,826,897 | 15.12 |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
Proxy Voting: | |
10. Name of the proxy holder: | |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: |
13. Additional information: | |
14. Contact name: | Magda Tarnowska |
15. Contact telephone number: | 001 416 504 3978 |